Order Document | In the Matter Of | Order Type | License Type | Enforcement Type | Filed Date Sort ascending |
---|---|---|---|---|---|
WESTERN UNITED LIFE ASSURANCE COMPANY (NAIC 77925) | Consent Order | 06/11/2014 | |||
PRICE, SAMANTHA LAUREN | 06/11/2014 | ||||
GALIANI, ANNA | 06/11/2014 | ||||
WESTERN UNITED LIFE ASSURANCE COMPANY (NAIC 77925) | 06/11/2014 | ||||
TREVINO, RODRIGO ALBERTO | Consent Order | 06/02/2014 | |||
TREVINO, RODRIGO ALBERTO | Consent Order | 06/02/2014 | |||
TREVINO, RODRIGO ALBERTO | 06/02/2014 | ||||
WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | Consent Order | 05/29/2014 | |||
WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | Consent Order | 05/29/2014 | |||
WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | 05/29/2014 | ||||
HALIK, THOMAS HAROLD | Consent Order | 05/28/2014 | |||
HALIK, THOMAS HAROLD | Consent Order | 05/28/2014 | |||
HALIK, THOMAS HAROLD | 05/28/2014 | ||||
ASSET MANAGEMENT PROFESSIONALS, LLC AND MICHAEL S. ROSENTHAL, MANAGING MEMBER License 0908378 |
Consent Order | Collection Agency | Cease and Desist | 05/27/2014 | |
MEYERS, JAMES WILLIAM | Consent Order | 05/23/2014 | |||
LA INSURANCE AGENCY AZ 42, LLC | Consent Order | 05/23/2014 | |||
SIMMONS, TODD MICHAEL | Consent Order | 05/23/2014 | |||
MEYERS, JAMES WILLIAM | Consent Order | 05/23/2014 | |||
LA INSURANCE AGENCY AZ 42, LLC | Consent Order | 05/23/2014 | |||
SIMMONS, TODD MICHAEL | Consent Order | 05/23/2014 | |||
MEYERS, JAMES WILLIAM | 05/23/2014 | ||||
LA INSURANCE AGENCY AZ 42, LLC | 05/23/2014 | ||||
SIMMONS, TODD MICHAEL | 05/23/2014 | ||||
HARBISON, GEORGE OTTO | Consent Order | 05/22/2014 | |||
NIEMSYK, GREG DOUGLAS | Consent Order | 05/22/2014 |