| Order Document | In the Matter Of | Order Type | License Type | Enforcement Type | Filed Date Sort ascending |
|---|---|---|---|---|---|
| WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | Consent Order | 05/29/2014 | |||
| WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | 05/29/2014 | ||||
| WEALTH PRESERVATION CONCEPTS, INC. AND BECQUE, MARK PETER | Consent Order | 05/29/2014 | |||
| HALIK, THOMAS HAROLD | Consent Order | 05/28/2014 | |||
| HALIK, THOMAS HAROLD | 05/28/2014 | ||||
| HALIK, THOMAS HAROLD | Consent Order | 05/28/2014 | |||
ASSET MANAGEMENT PROFESSIONALS, LLC AND MICHAEL S. ROSENTHAL, MANAGING MEMBER License 0908378 |
Consent Order | Collection Agency | Cease and Desist | 05/27/2014 | |
| LA INSURANCE AGENCY AZ 42, LLC | Consent Order | 05/23/2014 | |||
| LA INSURANCE AGENCY AZ 42, LLC | 05/23/2014 | ||||
| LA INSURANCE AGENCY AZ 42, LLC | Consent Order | 05/23/2014 | |||
| MEYERS, JAMES WILLIAM | Consent Order | 05/23/2014 | |||
| MEYERS, JAMES WILLIAM | 05/23/2014 | ||||
| MEYERS, JAMES WILLIAM | Consent Order | 05/23/2014 | |||
| SIMMONS, TODD MICHAEL | Consent Order | 05/23/2014 | |||
| SIMMONS, TODD MICHAEL | 05/23/2014 | ||||
| SIMMONS, TODD MICHAEL | Consent Order | 05/23/2014 | |||
| HARBISON, GEORGE OTTO | Consent Order | 05/22/2014 | |||
| HARBISON, GEORGE OTTO | 05/22/2014 | ||||
| HARBISON, GEORGE OTTO | Consent Order | 05/22/2014 | |||
| NIEMSYK, GREG DOUGLAS | Consent Order | 05/22/2014 | |||
| NIEMSYK, GREG DOUGLAS | 05/22/2014 | ||||
| NIEMSYK, GREG DOUGLAS | Consent Order | 05/22/2014 | |||
| HANNING, CYNTHIA SUE | Consent Order | 05/20/2014 | |||
| HANNING, CYNTHIA SUE | 05/20/2014 | ||||
| HANNING, CYNTHIA SUE | Consent Order | 05/20/2014 |