| Order Document | In the Matter Of | Order Type | License Type | Enforcement Type | Filed Date Sort ascending |
|---|---|---|---|---|---|
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 03/08/2011 | ||||
| DONAHUE, MARCIA JANELLE | 03/08/2011 | ||||
| ORONA, LILLIAN | 03/08/2011 | ||||
| SUPERIOR INSURANCE COMPANY (NAIC 12220) | 03/08/2011 | ||||
| CAPSHAW, JEFFERY RAY | 03/08/2011 | ||||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 03/08/2011 | ||||
| TENNANT, DEBRA ALYCE | 03/08/2011 | ||||
| STIMSON, LINDA KATHLEEN | 03/08/2011 | ||||
| RUPP, KENDRA M. | 03/08/2011 | ||||
| WINN, TODD EDWARD | 03/08/2011 | ||||
SYLVIA GONZALEZ MORISSE |
Consent Order | Cease and Desist | 03/01/2011 | ||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | 02/24/2011 | ||||
| BERGLUND, BRIAN JAMES | 02/24/2011 | ||||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 02/23/2011 | ||||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 02/23/2011 | ||||
THE GUARDIAN GROUP LLC, AKA THE GUARDIAN GROUP FUND, AKA GUARDIAN GROUP N.A. AND LUIS BELEY AN AND BRYAN PREHODA |
Order | Unlicensed - Financial Institution/Enterprise | 02/23/2011 | ||
RENEE A. DE VRIES License 11897 |
Order | Appraiser/Appraisal Mgmt Co | Revocation | 02/22/2011 |