| Order Document | In the Matter Of | Order Type | License Type | Enforcement Type | Filed Date Sort ascending |
|---|---|---|---|---|---|
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 03/08/2011 | ||||
SYLVIA GONZALEZ MORISSE |
Consent Order | Cease and Desist | 03/01/2011 | ||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES | 02/24/2011 | ||||
| BERGLUND, BRIAN JAMES | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | 02/24/2011 | ||||
| BERGLUND, BRIAN JAMES AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES | Consent Order | 02/24/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 02/23/2011 | ||||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | 02/23/2011 | ||||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
| BERGLUND, BRIAN JAMES (AZ LICENSE 9616) AND BERGLUND ENTERPRISES, INC. DBA BERGLUND INSURANCE AGENCY (AZ LICENSE 227579), AND AFFILIATED FINANCIAL MANAGEMENT, LTD, DBA BERGLUND INSURANCE AGENCY | Consent Order | 02/23/2011 | |||
THE GUARDIAN GROUP LLC, AKA THE GUARDIAN GROUP FUND, AKA GUARDIAN GROUP N.A. AND LUIS BELEY AN AND BRYAN PREHODA |
Order | Unlicensed - Financial Institution/Enterprise | 02/23/2011 | ||
RENEE A. DE VRIES License 11897 |
Order | Appraiser/Appraisal Mgmt Co | Revocation | 02/22/2011 | |
| AMERICAN COLLEGE, THE | 02/14/2011 | ||||
| AMERICAN COLLEGE, THE | Consent Order | 02/14/2011 | |||
| C.P.A. INSURANCE COMPANY (NAIC 30082) | Consent Order | 02/14/2011 | |||
| AMERICAN COLLEGE, THE | Consent Order | 02/14/2011 | |||
| C.P.A. INSURANCE COMPANY (NAIC 30082) | 02/14/2011 | ||||
| C.P.A. INSURANCE COMPANY (NAIC 30082) | Consent Order | 02/14/2011 | |||
| SONG, CHIWON (AZ LICENSE NO. 907000; NPN 9919549) | Consent Order | 02/11/2011 | |||
| LIBERTY INSURANCE UNDERWRITERS, INC. (NAIC 19917) | Consent Order | 02/11/2011 | |||
| OLD WEST BAIL BONDS, LLC, SANDRA MARGOT ESCOTT (AZ LICENSE # 873577) | 02/11/2011 |