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Administrative orders issued by the director
Order Document In the Matter Of Order Type License Type Enforcement Type Filed Date Sort ascending
FINE, TYSON HEATH AZ LICENSE 105369; NPN 1918574) AND FINE RETIREMENT SERVICES, LLC (AZ LICENSE 877970) Consent Order 02/06/2013
FINE, TYSON HEATH AND FINE RETIREMENT SERVICES, LLC Consent Order 02/06/2013
FINE, TYSON HEATH AZ LICENSE 105369; NPN 1918574) AND FINE RETIREMENT SERVICES, LLC (AZ LICENSE 877970) Consent Order 02/06/2013
FINE, TYSON HEATH AND FINE RETIREMENT SERVICES, LLC Consent Order 02/06/2013
FINE, TYSON HEATH AZ LICENSE 105369; NPN 1918574) AND FINE RETIREMENT SERVICES, LLC (AZ LICENSE 877970) 02/06/2013
FINE, TYSON HEATH AND FINE RETIREMENT SERVICES, LLC 02/06/2013
ESPINOZA, JUAN C. Consent Order 01/28/2013
PARKER, PAUL STEWART Consent Order 01/28/2013
ESPINOZA, JUAN C. Consent Order 01/28/2013
PARKER, PAUL STEWART Consent Order 01/28/2013
ESPINOZA, JUAN C. 01/28/2013
PARKER, PAUL STEWART 01/28/2013

INTERNATIONAL ASSET GROUP, LLC AND JAMES PRAWEL, MANAGING MEMBER

Consent Order Unlicensed - Financial Institution/Enterprise Cease and Desist 01/28/2013
DC ROOFING & DRYWALL, LLC Consent Order 01/24/2013
DC ROOFING & DRYWALL, LLC Consent Order 01/24/2013
DC ROOFING & DRYWALL, LLC 01/24/2013
INDUSTRIAL ALLIANCE PACIFIC INSURANCE AND FINANCIAL SERVICES INC. (US BRANCH) (NAIC 84514) Consent Order 01/23/2013
INDUSTRIAL ALLIANCE PACIFIC INSURANCE AND FINANCIAL SERVICES INC. (US BRANCH) (NAIC 84514) Consent Order 01/23/2013
INDUSTRIAL ALLIANCE PACIFIC INSURANCE AND FINANCIAL SERVICES INC. (US BRANCH) (NAIC 84514) 01/23/2013
PACIFIC WHOLESALE INS. BROKERS, LLC Consent Order 01/18/2013
PACIFIC WHOLESALE INS. BROKERS, LLC Consent Order 01/18/2013
PACIFIC WHOLESALE INS. BROKERS, LLC 01/18/2013
WESTPORT LIFE INSURANCE COMPANY (NAIC 62332) BY DAVID A. DILLON, DONALD G. KANE II & JAMES L. HARLIN Consent Order 01/17/2013
CROWN LIFE INSURANCE COMPANY (NAIC 80675) Consent Order 01/17/2013
GIL, JUAN MICHAEL Consent Order 01/17/2013

Enforcement Actions