Bulletins and Alerts

Title Sort descending	Description	Author	Bulletin Date
Regulatory Bulletin MT-17-01	Check Cashing Transactions of $1,000.00 or more.	Robert D. Charlton, Superintendent	05-31-2017
Regulatory Bulletin TC-05-01	Trust Companies must comply with Arizona statutes and rules A.R.S. § 6-851 et. seq. and A.A.C. R20-4-801 et. seq. and failure to do so may result in disciplinary administrative action.	Richard C. Houseworth, Superintendent of Banks	11-14-2005
Substantive Policy Statement 2021-02 (DFI)	Loan Originator Employment and Compensation	Evan G. Daniels	04-23-2021
Substantive Policy Statement BA-1	Minimum Audit Procedures FDIC		07-03-2012
Substantive Policy Statement BA-2	Legal Lending Limit		08-01-2012
Substantive Policy Statement BA-3	Legal Lending Restrictions		08-01-2012
Substantive Policy Statement BA-5	Calculating Legal Lending Limits		08-01-2012
Substantive Policy Statement BA-6	Loan Production Offices		07-30-2012
Substantive Policy Statement BA-8	Financial Accounting Standards		09-29-1995
Substantive Policy Statement CL-1	Sales of Insurance		07-30-2012
Substantive Policy Statement CL-2	Dual Licenses		08-01-2012
Substantive Policy Statement CU-1	NCUA Investment Regulation Part 703		08-01-2012
Substantive Policy Statement EA-1	Semi-Annual Report		07-30-2012
Substantive Policy Statement EA-2	Anti-Inducement Statue		08-01-2012
Substantive Policy Statement EA-3	Funds Disbursement Statute		03-25-2010
Substantive Policy Statement GE-1	Pursuant to A.R.S. § 6-121, all financial institutions and enterprises are subject to the Department's supervision which includes licensure under A.R.S. §§ 6-122 and 123.		08-01-2012
Substantive Policy Statement GE-2	Short Distance Relocation of Office		08-01-2012
Substantive Policy Statement GE-3	Credit Reports/ Arrest Records		08-01-2012
Substantive Policy Statement MB-2	Loan Agreements		07-30-2012
Substantive Policy Statement MB-4	Renewal Fees		07-30-2012
Substantive Policy Statement TC-2	Audit Requirements		08-01-2012