| Order Document | In the Matter Of Sort descending | Order Type | License Type | Enforcement Type | Filed Date |
|---|---|---|---|---|---|
Connecticut Life Insurance and Annuity Company ) (NAIC No. 74454) |
Order | Insurance Company | Withdrawal | 11/27/2023 | |
CONSUMER RECOVERY ASSOCIATES, LLC AND PETER MITCHELL, MANAGER |
Order | Unlicensed - Financial Institution/Enterprise | Cease and Desist | 04/21/2009 | |
CONTINENTAL EXCHANGE SOLUTIONS, INC. #1 DBA RIA FINANCIAL SERVICES License 0018291 |
Consent Order | Money Transmitter | 09/28/2012 | ||
CONTINENTAL EXCHANGE SOLUTIONS, INC. #2 DBA ASSOCIATED FOREIGN EXCHANGE License # 0907953 |
Consent Order | Money Transmitter | 09/27/2012 | ||
COTA, ADRIAN A. (National Producer No. 18453699) |
Consent Order | Insurance Producer | Penalty | 10/12/2021 | |
COUGHLIN, JAMES (National Producer No. 6733043) |
Order | Insurance Producer | Revocation | 10/04/2021 | |
COUGHLIN, JAMES (NPN 6733043 |
Order | Insurance Producer | Denial of Request for Hearing | 11/05/2021 | |
COUNTRY WELLS HOME LOANS, LLC AND GEORGE P. TUTA, OWNER License 0909114 |
Consent Order | Mortgage Broker | Revocation | 08/07/2008 | |
COWART, JAMES BARRINGTON JR (NPN 6737423) |
Consent Order | Insurance Producer | Penalty | 11/23/2020 | |
COX, CHRISTOPHER SPENCE (NATIONAL PRODUCER NO. 718551) |
Consent Order | Insurance Producer | Penalty | 01/22/2024 | |
COYOTE CAPITAL INVESTMENTS, LLC; STEVEN A. TURNER, MANAGER |
Consent Order | Unlicensed - Financial Institution/Enterprise | Cease and Desist | 06/18/2012 | |
CRAST INC. D/B/A AMERICA’S FIRST CHOICE HOME CLUB (“AFC”) |
Consent Order | Unlicensed - Insurance | Penalty | 01/05/2024 | |
CRINA M. CROWLEY (CRA LICENSE NO. 21225) |
Consent Order | Appraiser/Appraisal Mgmt Co | Penalty | 05/03/2022 | |
CULLUMBER, RODNEY JAMES (NPN 100110) |
Consent Order | Insurance Producer | Penalty | 10/15/2022 | |
Curator MD Risk Retention Group, Inc. (NAIC No. 16409) |
Order | Insurance Company | Withdrawal | 07/05/2023 | |
CYNTHIA P. ANDREOZZI |
Order | Cease and Desist | 04/27/2010 | ||
D TRADE, INC. AND HASNAIN A. AGHA, PRESIDENT |
Order | Unlicensed - Financial Institution/Enterprise | Cease and Desist | 08/19/2014 | |
D&R FINANCIAL GROUP, LLC License 0908484 |
Consent Order | Mortgage Broker | Revocation | 10/18/2008 | |
DAMRON, BONITA JEAN AKA BONITA OBERSTER (NPN 1160727) |
Order | Insurance Producer | Revocation | 02/04/2020 | |
DAVID A. SOLOMON |
Consent Order | Insurance Producer | Penalty | 10/04/2023 | |
DAVID MADRID , JR. AND AMERICAN VICTORY INSURANCE CORP. |
Order | Revocation | 09/27/1994 | ||
DAVID REDFERN (National Producer No. 18973653) |
Consent Order | Insurance Producer | Penalty | 04/06/2024 | |
DAVID TODD PHILLIPS (NPN. 2041701) |
Order | Insurance Producer | Penalty | 12/08/2021 | |
DAWNA G. KHOURDEPAZ LICENSE 11124 |
Order | Appraiser/Appraisal Mgmt Co | Revocation | 09/22/2009 | |
DEAN WILHELM Loan Originator, License No. 0930585 |
Order | Loan Originator | Revocation | 09/23/2021 |